Definition and Citations:
Securities Exchange Act of 1934 amendment. The over-the-counter market oversight responsibility was assigned to a Self-Regulatory Organization (SRO) registered with the Securities & Exchange Commission (SEC). See NASD.
Securities Exchange Act of 1934 amendment. The over-the-counter market oversight responsibility was assigned to a Self-Regulatory Organization (SRO) registered with the Securities & Exchange Commission (SEC). See NASD.